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Readers Advisory

A Few Thoughts on the Fantasy Genre


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Quotes

"If SF is the literature of change, the fantasy is the literature of longing." "Fantasy often ends with the reestablishment of order, with evil conquered and good on the throne. SF often ends with the establishment of a new order, a new way of doing things, with the evolution to a higher order." ~ Treitel

"A totally unmystical world would be a world totally blind and insane." ~ Aldous Huxley

"Youngsters grow up believing in fantasy. They wish on candles, wait for tooth fairies, talk to their stuffed animals and play with imaginary friends." ~ Kylen Beers

"Fantasy opens the door to experiencing the magic that is in the world around us and more importantly the magic in ourselves. As a genre, fantasy is about moving from our world into the world of experiences beyond. By tapping into those experiences we come to know more about ourselves." ~ T.A. Barron

"...In pure fantasy, readers on the journey discover truths about themselves and about their connection to humanity. The first level of truth is achieved at the level of the senses: Can readers see the world of the protagonist? Can readers visualize, touch and smell the world in the book?" ~T.A. Barron

"Heroic fantasy yearns for a time of rigid class distinction, when good and evil were a part of breeding. When the strong ruled the weak and weak gamboled happily - providing rustic atmosphere in the way good peasants should. But even if their purpose is evil, only the aristocrats have the natural talent for wielding power, and the peasantry will never know release until the lost ruler returns justice to the land." ~ Patrick Hudson

"Heroes take arduous journeys, confront dragons (and/or other mythological creatures), discover lost treasure, and change the nature of the world through their singular acts of courage and selflessness. They are legendary figures, endowed with great strength or ability, who dare to heed the call of adventure. While others (of a lesser ability) might choose to ignore this summons and become the victims of an impotent kind or repressive culture, heroes endure much opposition, hardship, and danger to transcend the realm of the commonplace." ~ John L. Lynn

"While many heroes arise from humble origins to command the respect of minions, some others are actually displaced princes who must struggle to regain their rightful place. In both scenarios, the hero often comes into the world as an innocent; then, for one reason or another, he finds himself orphaned, deposed by forces that he most later confront and subdue. Wandering alone for days, months, or years, the hero learns valuable lessons about survival and self reliance. Sometimes, he is aided by a wise priest, shaman or magician; other times, he is awarded a special gift or talent from some supernatural source. Ultimately, the hero emerges as an invincible warrior who, by asserting his will, changes the world." ~ John L. Flynn

"For, most significantly of all, heroic fantasy holds out hope for the future. Its heroes triumph over death and despair and, although the price is sometimes high, at the end they discover that 'treasure hidden in the centers of our souls' a- and teach it to use, their readers, who have traveled the journey with them." ~ Kate Forsyth

'Fantasy is one of the most flexible genres. It is one of the few genres in which the same book can be read by an adult and a 12-year old -- comfortably and without any explanation."

"Fantasy writing must be grounded in both truth and life experience if it is to work. It can be as inventive and creative as the writer can make it, a whirlwind of images and plot twists, but it cannot be built on a foundation of air." ~ Terry Brooks

"Just as children are often smarter and more perceptive than adults give them credit for, the books they read are often more astute and engaging than grown-up readers assume. ... Children's fantasy evolved from a simply didactic tool to a more intense imagining of the fears, challenges and transitions in young people's lives. "~

"Genres are there because readers want them to be. They're the result of readers wanting to have a clue. 'If I like this, what else will I like.'" ~ Patrick Nielsen

"'Escapist' is one of those terms that gets used with a snarl, but I'm getting to be more and more of the opinion that it has a value in its own right that isn't being properly appreciated." ~ Lois McMaster Bujold

"I love magic, as long as it's doled out in small, precious quantities. Too much magic is like too much salt -- it hides everything else, and spoils its own appeal. ~ Tad Williams

"I wonder whether authors can break into this field so crowded with trilogies and series without a publisher saying, 'Give me a franchise I can sell -- I want three books in ten years. ... I'm not sure if authors today are more apt to have larger stories to tell that need to be broken into three or more books, or if the phenomenon is spurred on by publishers wanting to capitalize on commercial success or perhaps by reader demand." ~ Patty Cryan

A Few Web Sources

Fantasy and Science Fiction Combined

It is often difficult to separate fantasy and science fiction on the WWW, especially since the same publishers typically issue both and some authors will write for both. Live would be much easier if the two genres were separated in libraries and book stores.  Several important sites will focus on both genres.

The Science Fiction and Fantasy Research Database is compiled by Hal W. Hall, a pioneer librarian in this field. This site provides access to a large number of items about SF, fantasy, and horror.

The Science Fiction and Fantasy Writers of American  Links Page can be useful.

Great Science-Fiction & Fantasy Works is a compilation of works considered to be of "literary quality." The author list can be quite helpful.

Locus is the premier print periodical for SF, fantasy, and horror fiction. Especially good for reviews and forthcoming books. Although not available on the website, the Locus best books of the year are essential of the collection developer, especially for the small press titles.

The SF Site includes reviews of fantasy works as well. Includes reviews for worthwhile British titles often invisible in the U.S. sources. Monthly updates.

The Science Fiction and Fantasy-Related Sites from the Schenectady County Public Library includes a wide variety sites on a variety of SF and fantasy topics. Essential.

Fantasy Focused Sites

dmoz has a reasonably comprehensive set of links to fantasy sites. A good place to begin.

Herald has placed the links in her Fluent in Fantasy, plus some newer ones here.

Fantasy Finder provides a reasonable selection of links. Note that most comprehensive science fiction sites such as SF Site also include fantasy.

Henriksen Parallax Book Reviews includes reviews by year for SF and fantasy works.

Of Sorcery & The Sword is a good review source with tagged reviews.

The Recommended Fantasy Author List can be useful for reader guidance.

Fantastic Fiction is a bibliographic database covering fantasy as well as SF and horror.

Fiction_L has a book list on fantasy with strong world building

David Pringle's 100 Best Fantasy Novels.

A Few Other Sources

Fluent in Fantasy: A Guide to Reading Interests by Diana Herald is part of the Genreflecting Advisory Series.

Fantasy Literature: a Reader's Guide edited by Neil Barron is an excellent, comprehensive work. Since he is now associated with Gale's What Do I Read Next, that data base may be used as somewhat of an update. What Fantastic Fiction Do I Read Next is more recent but also includes horror and SF. Another relevant and more recent work by Barron is Fantasy and Horror: A Critical and Historical Guide to Literature, Illustration, Film, TV, Radio, and the Internet.

The Encyclopedia of Fantasy edited by John Clute and John Grant is a comprehensive source of information on the genre as seen in various media.

 Fantasy Literature for Children and Young Adults [by Ruth Nadelman Lynn]is now in its fifth edition. As the Harry Potter books have shown, many of these titles will also appeal to adults.

The Reference Guide to Science Fiction, Fantasy, and Horror by Michael Burgess includes core collections by library type.

The St. James Guide to Fantasy Writers edited by David Pringle covers a variety of American and British authors. Essays are not always critical. Some have questioned the selection criteria and the space allocated to individual authors but that is always a problem in such a work.

Science Fiction and Fantasy Readers' Advisory by Derek M. Buker includes 16 chapters on fantasy with good introductions to the genre and categories.

Wizardry & Wild Romance: a study of epic fantasy by Michael Moorcock is a thoughtful, interesting study by one of the best known fantasy authors [recently reissued].

Brief History

While some mention the Epic of Gilgamesh or Homer's Iliad, modern beginnings focus on the late 19th Century when some writers and artists rebelled against an increasingly industrial and technological society. William Morris (1890s) wrote News From Nowhere and The Story of the Glittering Plain with medieval settings and believable magic. He also wrote long stories with many pages.

In the early 20th Century, Edgar Rice Burroughs wrote A Princess of Mars (1917) which combines fantasy and some science fictional elements. Later, Lord Dunsany wrote The Gods of Pegana (1905) and The King of Elfland's Daughter (1924). At about the same time (1922), E.R. Eddison wrote The Worm Ouroboros

The pulp adventure magazines in the 1920s and 1930s launched several important new fantasy authors. The first "Conan the Barbarian" story by Robert Howard appeared in 1932 became the most popular and well known of the "sword and sorcery" sub genre. Howard was probably influenced by the work of Burroughs.

The epic "Lord of the Rings" was issued in the mid 1950s and gradually became the most well known of all the heroic fantasy novels. The Hobbit was issued in 1937 and the Silmarillion in 1977. Tolkien's emphasis on comprehensive world building was notable and has been followed by many others although not to the same degree of detail. T.H. White's The Once and Future King, issued in 1958, was popular and helped to grow interest in heroic fantasy after a period of decline.

The success of the film versions of the Lord of the Ring and the Harry Potter stories have dramatically increased interest in fantasy. Fantasy continues to substantially outsell science fiction.

Definitions

The controversy surrounding the definitions of science fiction and fantasy has been mentioned elsewhere. Here, a reminder that fantasy deals with " plausible impossibilities. "What ifs" are important. "WHAT IF" we lived on a world where dragons really existed? "WHAT IF magic could be learned and practiced rather like engineering or mathematics.

Connie Rockman says that fantasy typically includes strong messages:

"And if you are kind and caring, if you are true to your friends, if you listen to wise elders who can point you in the right direction -- eventually you will overcome evil forces -- both without and within."

Fantasy stories are often based upon myth or legend. A myth is a story that is believable and often believed, but is not true. To become a myth a story has to have had a reasonably large number of believers and a belief that has lasted over time. Myths are usually associated with ancient times. A legend is a story that may be partially true, but has been embellished to take on a larger life and context.

Sometimes the setting is exotic and very different from anything we have known. In other stories, the setting could well be historical fiction except that names have changed slightly and there are two moons--one yellowish-white and the other blue. Medieval Europe is the most favored setting, but there are many other possibilities. Settings are often quite detailed.

Something magical is almost always part of fantasy. Magic may be seen in the setting or in the plot. It may be practiced by the characters. Without magic, many fantasies would simply be alternative historical fiction, i.e. what if Hitler had been killed in 1942 or what if the Roman Empire continued into the 19th Century?

Fantasy is also characterized by the fight between good and evil. A few people without power or authority are often able to defeat the powerful and the evil though not without cost. Today's fantasies are more likely to include characters who are both good and evil, but still good triumph in some important way. A QUEST of some kind is often part of the fight against evil. The quest may be for an artifact that will yield great power or it may be for a character that will make an essential difference.

WORLD BUILDING or creating a detailed setting is an integral element of the fantasy story. Tolkien, for example, created a detailed language for Middle Earth. The setting of the fantasy story includes all of the details that make it believable and "true."

COMING OF AGE or RITE OF PASSAGE is often an essential part of the fantasy story. The main character and others must find themselves and how to use their talents and grow into an important new role whether they be young or old.

TREACHERY is another important element. Those in power often attempt to seize power as do those who would like to be more powerful. Intrigue at court or in the castle must be dealt with. Intrigue often yields interesting new plot directions.

With its roots in myth and legend, fantasy is the most ELEMENTAL of all the genres. It is certainly interesting that many people for many generations believed in myth and legend in a way that dramatically affected their life and their culture.

[FANTASY] ACTION/ADVENTURE
Fast paced story with considerable action as the main character faces a series of difficult challenges. Often, involves a CHASE or a QUEST. Adventure is more notable than the struggle between good and evil. Limited world building.
ALTERNATE HISTORY
Reasonably historical fiction with the difference being that something happened or did not happen to insure a different outcome. May include fantastic elements or be wholly unrealistic except for the key assumption, e.g. Germany invaded Britain in World War II and won the war.
ALTERNATE/PARALLEL WORLD
Main characters are transported from this world to another one where magic works and other fantastic elements are present.
ARTHURIAN
Stories about King Arthur, Merlin, Knights of the Round Table. Mists of Avalon by Marion Bradley is a good example.
CHRISTIAN FANTASY
Fantasy with a Christian theme or focus. May be explicit or implicit. George MacDonald and C.S. Lewis are examples.
COMIC
Stories that poke fun at typical fantasy conventions, such as Bored of the Rings.
CONTEMPORARY  OR MODERN FANTASY
Fantasy story set in our world in contemporary times, often in an urban environment, but may be anywhere. Can be humorous or an adventure story. May also be dark or urban [see below].
COURT INTRIGUE
Stories that focus primarily on the strategy and tactics of striving for power within the royal court, including political competition for ultimate power.
DARK FANTASY
Since horror has negative associations/connotations, some authors and publishers prefer this phrase instead. Often, the horror here is not as horrible as that found under the horror category.  Stephen King is considered to be a dark fantasy author.
EPIC FANTASY
Also sometimes called HIGH FANTASY or HEROIC FANTASY. Fantasy stories of heroes in imaginary lands with complicated world building, many characters, and focus on the battle between good and some enormous evil. The hero usually has unusual and perhaps unsuspected strength, but it takes time for this to be revealed.  Often, the hero is involved in some sort of quest. Tolkien's Lord of the Rings is the model. Popular with readers, several authors have written and continue to write these works. Many are derivative. Robert Jordan is perhaps the best known current writer in this category (nine volumes and continuing). Still the most popular part of the genre.
FAIRY TALES
Stories based upon folk or fairy tales, normally European. A novel based on a retelling of the tale of beauty and the beast would be a good example.
HEROIC
Traditional fantasy stories focusing on a hero who overcomes all. Conan the Barbarian is one example. SWORD AND SORCERY is another name for this category. Typically contains less world building and more action/adventure. Note that the boundaries between different fantasy categories are often very fuzzy.
HISTORICAL
The story takes place in a reasonably accurate rendition of a real time and place, but with the addition of magical elements.
HUMOROUS FANTASY
Fantastic story with notable humorous elements, often satirical comment on society and manners. May also be called LIGHT FANTASY. Terry Pratchett is the best known current author. Robert Asprin is another.
LEGENDARY FANTASY
Fantasy story based upon legend, myth, or folk tale.
MAGIC REALISM
Fantasy stories where the laws of magic receive considerable attention. These laws impact how magic is practiced and the results of that practice
MILITARY FANTASY
Fantasy story focused on war and warfare, often in a medieval setting. Here, warfare with its strategy and tactic is a primary element rather than being part of the story.
MAGIC
Magic may be good or evil. It usually requires special abilities (came at birth) and rigorous training. SORCERY is usually evil and blood-thirsty.
MYSTERY FANTASY
Fantasy story built upon suspense and a mystery. For example, the detective might be a person in a world where crimes are committed via magic.
PARANORMAL FANTASY
Fantasy story with emphasis on mind over body power such as telepathy, telekinesis, shape shifting, and immortality. Some of these stories may be better placed in the horror or dark fantasy category. Werewolf and vampire stories are well-known examples.
RELIGIOUS FANTASY
Fantasy story built upon religion or religious practices. This may include conflict between gods or characters who are members of a religious order.
ROLE PLAYING GAMES [RPG]
Fantasy games, often board games, where players assume the role of fantasy characters in a complex game. More recently seen in computer and video games. Dungeons and Dragons is the best known and earliest major example. The popular "Dragonlance" series are a result of D & D. Several role playing games have generated substantial series of fantasy books.
ROMANCE FANTASY
Fantasy story using many of the elements and conventions of the romance genre. Here the romance is more central to the plot than the fantastic elements. Note Harlequin's new Luna line with its focus on strong female characters, action and danger, as well as a romantic relationship. Some publishers distinguish between "romantic fantasy" where the romance is most important and "fantasy romance" where the fantasy elements are most important.
SAGA, MYTH, LEGEND
Fantasy story based on myths, legends, and sagas, usually European. Examples might include stories about King Arthur and Robin Hood as well as Greek and Roman mythology.
SEXY FANTASY
Fantasy stories that include explicit sexual scenes similar to those found in romance novels but involving fantastic characters and situations. Laurell K. Hamilton is a well-known author. Sometimes, these are called "hot and dark romantic fantasies."
SWORD AND SORCERY
Fantasy story with a hero or heroine, usually darker and more brutal than the HEROIC FANTASY. The hero excels at swordplay and uses a variety of weapons with unusual effectiveness. The hero faces sorcery and triumphs because of strength of will and unusual good fortune. The setting is usually medieval with limited science and technology. Howard's Conan the Barbarian is the archetype. Fast paced, plot with underdeveloped characters is typical. Often rooted in the pulp fiction conventions of the 1930s. Lacks the serious purpose of HEROIC FANTASY.
TALKING ANIMALS
Fantasy story limited to animals who act like humans or with talking (may speak telepathically) animals playing a major role. Watership Down, about the rabbit civilization, is a good example.
URBAN FANTASY
Gritty, often dark stories set in an intensely urban environment where contemporary ordinary people do what they do, but fantastic creatures are there as well. Vampires seem especially popular.

A Few Noteworthy Fantasy Series

Appeal

Myth and Legend

Myth and legend has been an important part of culture since the beginning. Literature began with these stories. They explained the world that people lived in, provided lessons about behavior and consequences, and entertained as well. Fantasy literature is myth and legend created in more recent times. Often, in our hard-edged world there is little that people can believe in. There seem to be few heroes. Good fantasy stories tell a compelling story and that is often missing in contemporary literary fiction.

Evil

While evil is encountered in contemporary life, it and its manifestations are much more clearly drawn in most fantasy stories. The temptations that lead to evil acts and their consequences are also much more clearly seen, even if later in the story. Good and evil in contemporary life are often caught up in political and religious arguments that make both less immediate and somewhat removed from daily life.

Literature of Longing

Treitel's observation that fantasy is a literature of longing is important. In fantasy, the reader may return to a simpler time--the world as we wish it might be. Often, nature receives considerable attention. Good is good and evil is evil. Eventually there is often a happy ending although important secondary characters may have been killed. Stories of the Odyssey, Arthur, and the like have influenced and shaped culture for centuries.

Anyone Can be a Hero

While also true of other genres, fantasy stories often begin with a main character of poor circumstances who turns out to make a notable contribution in the war of evil. Often, these characters have had a most difficult childhood before their special abilities or powers are discovered. In a notable juvenile fantasy, the future king begins as an assistant pig keeper. Tolkien's Hobbits were not great or powerful characters until adventure made them be.

With more and more accomplished female authors, there are more novels with a strong female heroine. This may be one of the reasons that fantasy has a strong female audience [and women buy more books than men].

Good Defeats Evil

While the cost may be great and major characters may die along the way, fantasy stories allow evil to be defeated, often by those who seem to have little power or authority. Not only is there a happy ending, but evil is thoroughly defeated. This rarely happens in our world.

Cross Over's

Fantasy is the genre least likely to be affected by age. Many adults have enjoyed the Hobbit or the Harry Potter books. Many older children have enjoyed the Lord of the Rings. As fantasy stories become more "realistic" in their explicit sexual activity and violence, some fantasy stories are not appropriate for many children. The fact that children's fantasy often appeals to adult readers has attracted more authors of adult fiction and adult fantasy to writing stories for children, tweens, teens, and adults.

Some fantasy stories will have considerable appeal to those who enjoy historical fiction. For example, Guy Gavriel Kay's Sailing to Sarantium and Lord of Emperors is the story of Byzantium as alternative history, but told in a way that is true to the original in many details.

Trends and Problems

Big Books

Most fantasy novels are lengthy and require some time to read. In addition, three volume [and longer] series are popular. Typically, fantasy stories are substantial with considerable world-building and many characters. It's difficult to complete a substantial story in a single volume. Robert Jordan's "Wheel of Time" series is a good example of what appears to be a never-ending story with waits of a year or so before the next part of the story is issued.

The Lord of the Rings trilogy continues to impact fantasy writing and publishing. Publishers like the fact that, when successful, the sequels to the first volume of an epic fantasy are "pre-sold." But readers may be frustrated by waiting for years to see how the story ends. Some epics are much longer than they should be. Robert Jordan is the classic case of a multi-volume story that seems endless. Some fantasy authors, Robert Jordan, David Eddings, George R.R. Martin for example, have become brands to become the "Nora Roberts" of fantasy authors. Increasingly, the large national chains focus on names and high initial turn-over. This contrasts with a past that welcomed new authors in inexpensive mass market paper editions, and allowed word of mouth to develop. New authors in both fantasy and science fiction find it much more difficult to be published although fantasy for children and tweens appears to be an exception.

Graphic Novels

Many graphic novels include substantial fantasy elements and their popularity may also increase interest in traditional text-based fantasy stories. Manga is a good example, although fantasy and SF elements may be intertwined.

Stereotypes

While fantasy novels often contain original and well developed characters, Guy Gavriel Kay is an excellent example, they may also contain stereotypical characters who lack development. This is often true of secondary and minor characters. It may be that since some character types--the brawny barbarian or the evil magician, for example--are so well known that little development is possible.

In the past, especially with the pulp fiction authors, fantasy was seen as action stories for teen age boys who were not especially successful in life and found relief in fiction where the underdog could triumph. Robert Howard, although a notable author, is a good example of this. As more female authors have written notable fantasy novels, the boy only stereotype has become less prevalent. There are many strong female heroines today and that increases the genre's appeal to female readers.

Explicit Sex and Violence

Fantasy novels are not always "safe." In the past few years, stories have become darker and readers are more likely to encounter quite detailed sexual and violent scenes. While fantasy has not been a "gentle read" in the past, this explicitness and the darkness will offend some readers who prefer more traditional treatments.

Games and Gaming

Dungeons & Dragons, the fantasy role-playing game created a strong and continuing interest in fantasy. TSR, the D&D publisher, began to issue novels based upon game situations and characters and these have proved to be very popular. The "Dragonlance" novels are especially well known among the several TSR series. Since revenues from game and gaming sales continue to exceed film revenues, there will be more novelizations and story collections based on current fantasy games.

Too Popular

Given the popularity of the Lord of the Rings and Harry Potter, publishers and authors are rushing to issue more fantasy books. At some time, over production will result in a diminished market and sales will sag. This is typical of genre book publishing. Still, fantasy is presently the most popular genre for middle graders and teens and that should guarantee interested adults in the future.

An International Genre

In contrast to other popular genres, fantasy has long featured foreign authors and that continues today. Besides many fine fantasy authors from Great Britain, Australia and New Zealand have produced popular fantasy authors in the last few years.



Discussion Questions

1. Do you believe in magic? How difficult then is "suspension of disbelief"> Why would people read about something unreal?

2. How important is the linkage between fantasy and myth/legend? Why?

3. Fantasy is often defined as a longing for the past. Why? What is that an important appeal element?

4. Some adults are extremely upset about the popularity of fantasy with children? Why? Can one be a Christian and enjoy fantasy?

5. To what degree does most genre fiction contain unrealistic characters and adventures?

6. Fantasy has, in the last few years, had many female authors and strong female characters. Why might fantasy appeal to female authors and readers?

7. What can readers learn from reading fantasy?

8. Fantasy novels are often much longer than those in other genres? Why? Is this an asset or a liability?


Last major revision: August 2005


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