Patrick Hayden, “John Rawls: Towards a Just World Order.” University of
Wales Press, Cardiff,
2002. 211 pages. Paper.
Reviewed by David A. Reidy, J.D., Ph.D., Dept. of Philosophy, University
of Tennessee, USA.
Patrick Hayden attempts in this, his second, book to
develop a Rawlsian, if not exactly
Rawls’s, theory of human rights. The attempt is well-motivated insofar
as Rawls’s theory of
human rights, introduced only in his later work on international justice,
is seriously
underdeveloped and in real need of being fleshed out and, then, critically
examined.
Hayden’s central thesis is that if we take seriously
the normative foundations of the
theory of justice Rawls sets out in his 1971 classic, A Theory of Justice
(TJ), and his 1993
reworking of that theory, Political Liberalism (PL), we will theorize human
rights as among the
terms of an agreement to govern the relations between all persons living
on Earth regardless of
their political membership or citizenship. This agreement we will
theorize as arrived at by
rational agents representing individual human persons behind an appropriate
veil of ignorance in
a global original position. In this way, Hayden argues, we can connect
the moral core of Rawls’s
political philosophy with a doctrine of universal human rights robustly
liberal and democratic in
content and rooted in an ideal of all persons as free and equal and possessed
of an inherent
dignity. Hayden’s effort is, in spirit and substance, akin to earlier
efforts by Charles Beitz,
Thomas Pogge, Kok-Chor Tan, Darrel Moellendorf and others to generate a
liberal individualist
and egalitarian cosmopolitanism from Rawlsian starting points.
This thesis is interesting on its own, of course.
But it is made more interesting by the fact
that in his later work on international justice Rawls explicitly rejected
the sort of view it marks as
Rawlsian. In his 1999 The Law of Peoples (LP), Rawls argued for a
theory of international
justice less cosmopolitan and egalitarian, and a conception of universal
human rights less
robustly liberal and democratic in content, than that characterized by Hayden
and others as
genuinely Rawlsian. To be sure, neither Rawls’s internationalist morality
in general (his “law of
peoples”), nor his doctrine of human rights in particular, is without teeth.
But neither lives up to
the liberal individualist and egalitarian cosmopolitanism that Hayden and
others expected Rawls
to deliver.
The reader who feels betrayed must, or should, confront
the possibility that his dashed
expectations, his unrealized hopes, rest on a misunderstanding. But
this is serious and high risk
intellectual work. I assume Hayden undertook this work. Unhappily
his book bears too little
evidence of it. He attributes Rawls’s failure to deliver the expected
liberal individualist and
egalitarian cosmopolitanism to, inter alia, a misunderstanding of the moral
core of his own
political philosophy and his falling prey to the false charms of a realist
stance toward
international affairs. That Rawls explicitly disavows realism in international
relations and argues
that the moral core of his political philosophy, the ideal of reciprocity,
precludes a conception of
human rights more robustly liberal and democratic in content apparently
seems to Hayden to be
beside the point. In any event, he undertakes a sympathetic reconstruction
of neither Rawls’s
position nor his arguments for it. Indeed, those familiar with Rawls’s
work and Rawls
scholarship more generally will find a good deal of Hayden’s work engaged
with a strawman
Rawls.
For example, Hayden mischaracterizes Rawls’s position
on international relations as
essentially realism with a human face. In LP Rawls approaches issues
of international justice
from the point of view of a just and stable liberal democratic people concerned
to identify the
moral principles to which its foreign policy ought to conform. He
distinguishes a people from a
mere state precisely to signal the distance between his moral internationalism
and international
realism. A state is a mere agent, rational but not necessarily reasonable.
But a people is a
corporate moral agent, both rational and reasonable, and thus entitled to
justice in its relations
with other moral agents and obligated to give justice in turn.
Because liberal democratic peoples understand justice
as reciprocity, they are obligated to
act in their foreign relations (typically, but not exclusively, through
the states that act as their
agents) on principles other peoples could reasonably affirm from a common
moral point of view.
Further, because liberal democratic peoples often regard themselves as having
existed as
corporate moral agents prior to their becoming liberal and democratic, they
recognize that the
internal conditions any body politic must meet to take on moral status as
a people fall short of
those it must meet to live up to the demands of liberal democratic justice.
That is, from their
own history (as well as world history) they recognize the possibility of
nonliberal and
nondemocratic (but nevertheless morally decent, constitutional, republican
or consultative, and
well-ordered) peoples to whom they would owe, and from whom they may claim,
justice (if any
such peoples indeed exist). Rawls’s law of peoples extends to nonliberal
and nondemocratic but
otherwise decent peoples not for the realist reason that they have and act
through states, but
rather because they are, like liberal democratic peoples themselves, bodies
politic possessed of
the moral capacities essential to corporate personhood. Whether those
capacities are exercised
through the institution of the modern state or some other institutional
arrangement is beside the
point. Indeed, one of the advantages of Rawls’s approach is that it
extends the law of peoples or
international morality to the relations between institutionally distinct
and semi-autonomous
peoples within a multinational state as well as to stateless indigenous
peoples.
Hayden also mischaracterizes Rawls conception of human
rights as relativist. In LP
Rawls draws on two international original position arguments. In the
first, agents represent only
liberal democratic peoples. In the second, they represent only other
decent, well-ordered peoples.
On Rawls’s view, both arguments yield the same principles of international
justice, a fact of
moral significance since it means that liberal democratic peoples may regard
the principles of
international justice as a (constructivist) expression of nothing more than
their own self-
understanding and at the same time enforce them against nonliberal and nondemocratic
peoples
without violating the demands of reciprocity. But Hayden maintains
that agents representing
liberal democratic peoples only and agents representing nonliberal and nondemocratic
but
otherwise decent peoples only would never agree to the same list of human
rights. Therefore, he
concludes, human rights must be relative on Rawls’s account.
But this is just wrong. Hayden assumes what Rawls
never says – namely, that agents
representing liberal democratic peoples will agree to regard the full range
of liberal democratic
rights as universal human rights as a matter of first principles of international
morality. He
assumes this, apparently, because he confuses what real existing liberal
democratic peoples might
be willing to agree to as a matter of real historical voluntary political
undertaking through treaty-
making and the like with what agents representing liberal democratic peoples
will agree to in an
ahistorical international original position entered for the purposes of
identifying first principles of
international morality. As a matter of international morality, Rawls
argues, universal human
rights are those that must be secured within any body politic for it to
constitute itself as a genuine
scheme of social cooperation between persons and to enjoy the moral status
of corporate
personhood. They include subsistence and security rights, due process
and rule of law rights,
basic liberty rights, some political participation rights, and rights to
hold personal or
nonproductive property. They do not include the full set of liberal
democratic civil or
constitutional rights, since these depend on a particular and historically
contingent understanding
of social cooperation as between free and equal individual persons taken
apart from any
antecedent group memberships. Neither agents representing liberal
democratic peoples nor those
representing other decent peoples will commit themselves as a matter of
first principles of
international morality to the full range of liberal and democratic rights
as universal human rights;
to do so would be to sacrifice the moral interest in self-determination
of the peoples they
represent for no good reason. To put it otherwise, agents representing
self-sufficient and
independent corporate moral agents will agree to treat as first principles
of international morality
those human rights upon which their moral interest in self-determination
is predicated. They will
thereby leave themselves morally free to build upon that foundation through
a politics of mutual
respect and voluntary undertaking.
Hayden misses his mark in many other ways as well.
One final example will have to
suffice to drive the point home. Rawls claims that peoples are self-sufficient
and independent
and he sets up his international original position arguments so that they
model this fact. Hayden
objects on the ground that as a matter of descriptive fact no people today
exists apart from vast
networks of interdependency. An appropriate international original
position argument ought to
model this fact, Hayden insists. Hayden is, of course, correct about
the descriptive facts. And
Rawls never suggests otherwise. And that is because Rawls’s point
is conceptual. Rawls’s point
is just that qua corporate moral agents peoples are self-sufficient and
independent. Their moral
capacities and institutional embodiment are products of the internal arrangements
of their parts,
not of necessary external relations with other peoples. Since Rawls
aims through his
international original position arguments to generate principles of international
morality out of a
constructivist procedure rooted in the self-understanding of peoples as
corporate moral agents, it
is the conceptual, not the descriptive, claim that matters.
Rawls’s principles of international justice track the
(to some extent still emerging) post-
World War II settlement in international law. They include long recognized
norms regarding
nonintervention and the keeping of treaties, but also more recently recognized
norms limiting
wars to those fought in self-defense, requiring domestic compliance with
basic human rights, and
imposing on all peoples a duty (of justice) to assist societies unable because
of unfavorable
conditions to constitute themselves as decent or liberal and democratic
well-ordered peoples.
What Rawls’s principles don’t require, and this is what ultimately disappoints
Hayden, is that the
world be organized so that all peoples are constituted as liberal democracies
and the global
economy fulfills some internationalized or globalized version of Rawls’s
famous “difference
principle.”
Here it is important to emphasize that Rawls expresses
no distaste for a world within
which all bodies politic are liberal and democratic and global economic
relations conform to one
or another difference principle. And nothing he says blocks or calls
into question the desirability
of a world governed by a robustly liberal and democratic regime of positive
international human
rights law arrived at through treaty and long customary practice.
Rawls simply insists that the
first principles of international morality do not themselves demand the
world Hayden and others
(myself included) desire. Instead, the first principles of international
morality require only the
conditions under which well-ordered peoples engaged in a peaceful politics
of mutual respect
might together bring about such a world through their voluntary undertakings.
They mark the
conditions that must be met if liberal democracy is to be realized globally
within and from a
common human reason and thus to qualify as a genuine product of human freedom.
That is the
core of Rawls’s political philosophy, and to that Rawls remained faithful
to the end.
Reidy replies to Hayden’s reply to Reidy’s review. (The Reidy/Hayden
exchange is to appear as such in Kantian Review)
Patrick Hayden continues to insist (on his pg. 3) that Rawls endorses two
distinct lists of human
rights, one for liberal democratic peoples and one for other decent peoples.
Patrick cites pgs. 68
and 78-80 of LoP. However, nothing on those pages or elsewhere in LoP
warrants Patrick's
claim. What Rawls says on those pages is that human rights properly
speaking are a proper
subset of liberal democratic constitutional rights which may be regarded
from the point of view
of decent peoples as setting out the rights and responsibilities of persons
within their
associationist form of social cooperation. There is no suggestion there
or anywhere else that
human rights are relative. The only possible remarks Professor Hayden
may have in mind are in
Footnote 23, page 80. There Rawls affirms i) the generally accepted
view that certain items
listed on the UDHR (such as the right to social security or paid holidays)
cannot be basic human
rights properly speaking since they presuppose certain rather specific and
not themselves
necessary institutional contexts (an industrial market economy, for example);
and ii) the slightly
more controversial view that items such as Article 1 of the UDHR express
liberal aspirations
rather than any determinate and proper human right. This latter and
arguably more controversial
result follows, of course, not from any anti-universalism or retreat from
objectivity in Rawls's
view, but rather from his constructivist methodology and commitment to the
universality of the
moral ideal of reciprocity (together these function to root the content of
human rights in the
self-understanding common to all non-aggressive well-ordered peoples).
Rawls's conception of
human rights may be too thin to suit Professor Hayden's moral intuitions.
It is certainly thinner
than the conception of human rights that liberal democratic peoples may reasonably
hope to
establish as globally binding under international law through the voluntary
treaty undertaking of
all peoples. But it's certainly not relativistic. It marks what
liberal democratic and all other
decent peoples may legitimately enforce against other societies and states
regardless of their
voluntary treaty undertakings.